Australia AFSL Advisory License — Established 2015, Clean Record, Bank Account

Listing Details

Jurisdiction

Australia

Regulator

Australian Securities and Investments Commission (ASIC)

License Type

Australian Financial Services License (AFSL) — Advisory

Entity Type

AFSL Advisory License — Established Entity

Description

An Australian Financial Services License (AFSL) with advisory permissions, granted by the Australian Securities and Investments Commission (ASIC) in 2015, is available for acquisition. With over 11 years of regulatory standing, this is one of the more established AFSL entities available in the secondary market. The license is free of all debts and liabilities. There are no complaints or regulatory issues on record — the entity has maintained a clean ASIC compliance history throughout its 11-year operating period. A recent financial audit has been completed, confirming the entity's financial standing. One bank account covering both client and corporate purposes is in place and transferable to the new owner. The license does not come with any trading technology — no CRM, MT4, or MT5 — making it a pure regulatory asset acquisition. There is no existing book of business or active clients, providing the acquirer with a clean slate. Estimated monthly operating costs are approximately AUD 4,000, covering the compliance and administrative requirements of maintaining an active AFSL. For operators seeking Australian regulatory standing with an established 11-year ASIC history — a significant credibility marker with banking counterparties, liquidity providers, and institutional clients — this entity offers a materially different profile from a newly granted AFSL. The 2015 grant date predates ASIC's tightening of AFSL application requirements, making the vintage of this license particularly valuable for operators who value the demonstrable longevity of the regulatory relationship.

Key Highlights

• ASIC-licensed AFSL — Advisory — granted 2015
• 11+ years of regulatory standing with ASIC
• No complaints or regulatory issues — clean record throughout
• License free of all debts and liabilities
• One bank account (client and corporate) — established and transferable
• No existing book of business — clean slate for acquirer
• Recent financial audit completed — current and compliant
• No trading technology included — advisory only
• Estimated monthly operating costs: AUD 4,000
• Rare: 11-year-old ASIC AFSL available for clean acquisition